Presuppositions

1. Presuppositions.  How do sentences get into the conversational background? The most obvious way is for someone to utter them, and for them to be accepted that way.

But it is important to notice that that's not the only way of getting a sentence into the conversational background. If it were, you would have to say every single thing you wanted someone to understand. But as the flat tire example from the previous section showed, we can often send extra messages that weren't spoken in words. How?

One very simple way is through presuppositions. A presupposition is a type of unspoken sentence that systematically “rides on the coattails” of a spoken sentence: whenever the spoken sentence is accepted into the conversational background, the unspoken presupposition sentence gets in too. We can give a two-part definition of presupposition in terms of acceptance behavior (with respect to the spoken sentence it always accompanies).

Presupposition: If P is a presupposition of a sentence S, then
1. P is a sentence other than S, and
 
2. P is accepted whenever S is (though P can also be accepted even when S isn't).

(From part (i) we see that no sentence can presuppose itself.)
Example:

(1) It was Rex who stole the bubblegum.
(P1) Someone stole the bubblegum.

Here, sentence (1) presupposes sentence (P1) – or in other words, (P1) is a presupposition of sentence (1). And this fits the definition of presuppositions: if someone accepts (1), they have to accept (P1) in the bargain. (If someone didn't accept the claim that “someone stole the bubblegum” – if he thought no one stole the bubblegum – then he couldn't very well accept the claim that Rex stole the bubblegum, could he?)

Which sentences presuppose which other sentences – is there some general rule for this? It would be wonderful it there were a general rule for when presupositions occur, but so far linguists and logicians haven't found one. (Pragmatics is a much younger discipline than logic, and lots of things – maybe most – are still in a rough state.) What we can do here is list some fairly clear cases of presuppositions – make a kind of mini-catalogue of presupposition-bearing sentences.

Examples:
Cleft Sentences:
(1) It was Rex who stole the bubblegum
(P1) Someone stole the bubblegum
Pseudocleft Sentences:
(2) What Rex stole was the bubblegum
(P2) Rex stole something
Definite Descriptions:
(3) The Queen of England is popular
(P3) There is a (unique) Queen of England
Aspectual Features:
(4) Ivana has stopped cheating on Logic quizzes
(P4) Ivana has previously cheated on Logic quizzes
Causal/Explanatory Sentences:
(5) Nomiya sang a song in order to entertain the crowd.
(P5) Nomiya sang a song.

(6) The bubble expand because it was heated.
(P5) The bubble expanded.


2. Inheritance of Presuppositions.  We know already from symbolic logic that some sentences have other sentences as parts – for example, negations, conditionals, etc. all take smaller sentences as parts. Now, if the smaller sentence has some presupposition, will it carry over to the larger sentence (which the smaller sentence is a part of)?

The answer seems to be: sometimes. Again, while we would like a general rule for when this happens, the best we can come up with now is a (partial) list of when presuppositions carry over from part to whole. When this happens, it is called Inheritance of a Presupposition. (Jargon Watch: figuring out exactly when a presupposition is inherited, and why, is known to Pragmatics hipsters as the “Projection Problem”.)


Inheritance: A sentence L inherits the presupposition P of a smaller sentence S if:
S is a part of the larger sentence L, and
L has P as a presupposition because it has S as a part.


Examples:
Negations:
(N1) It wasn't Rex who stole the bubblegum
(N2) The Queen of England is not popular.
(N3) Ivana hasn't stopped cheating on Logic quizzes.

Conjunctions:
(A1) It was Rex who stole the bubblegum, and Ace who stole the correction fluid.

Disjunctions:
(D1) Either it was Rex who stole the bubblegum, or they gave him the electric chair unjustly.
Indicative Conditionals  (where the antecedent is not assumed  to be false):
(C1) If Zeke has an alibi, then it was Rex who stole the bubblegum.
Epistemic modals (a modal phrase – like “must,” may,” might” – that deals with knowledge):
(E1) Maybe it was Rex who stole the bubblegum
(E2) It must have been Rex who stole the bubblegum


Since presuppositions are inherited by larger sentences, we can see how a presupposition P could be acceptable even when a sentence S (which presupposes P) isn't acceptable. Example: suppose (N1) – the negation of (1) – is accepted. Since (N1) presupposes (P1) just like (1) does, (P1) will be accepted in this situation as well.

(1) It was Rex who stole the bubblegum
(N1) It wasn't Rex who stole the bubblegum
(P1) Someone stole the bubblegum


So if we accept (N1), we have a case where we accept the presupposition of sentence (1) without accepting sentence (1) itself.

Logic students can draw a further moral from this last example: presuppositions are not just sentences that follow validly from the given sentence. Sentence (1) presupposes (P1), and so does (N1) (from inheritance). But only a tautology will follow validly from both a sentence and its negation (and then, only because tautologies follow from any sentence – tautologies follow out of thin air!). As you can see, (P1) is no tautology. So (P1) is presupposed by both (1) and (N1), but it doesn't follow validly from both. Hence a presupposition is not just a sentence that follows validly from the sentence presupposing it.

With presuppositions, we have a way (but not, as we will see, the only way) of getting an unspoken sentence accepted into the conversational background. We now proceed to widen our concept of presupposition, by widening our account of inheritence.






beakley > 1900 > pragmatics
 
previous: basic concepts


next: presuppositions of questions and commands